Daniel R. Kravits

CETERA INVESTMENT ADVISERS LLC

LOMBARD, IL 60148

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CRD#: 719224

Professional summary

Daniel Robert Kravits is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lombard, Illinois and CETERA INVESTMENT SERVICES LLC located in Lombard, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Daniel has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Kravits's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2019 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: One East 22nd Street Suite 710, Lombard, IL 60148

RIA

CRD#: 105644

LOMBARD, IL

Current

June 20, 2019 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: One East 22nd Street Suite 710, Lombard, IL 60148

CRD#: 15340

Lombard, IL

Past

May 10, 2016 - June 24, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

LOMBARD, IL

Past

September 23, 2011 - June 24, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

LOMBARD, IL

Past

April 14, 2010 - August 18, 2011

CASSANDRA TRADING GROUP, LLC

CRD#: 117818

CHICAGO, IL

Past

August 27, 2007 - April 9, 2008

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

LISLE, IL

Past

September 15, 2004 - August 28, 2007

CASSANDRA TRADING GROUP, LLC

CRD#: 117818

CHICAGO, IL

Past

September 25, 2002 - October 4, 2002

CASSANDRA TRADING GROUP, LLC

CRD#: 117818

CHICAGO, IL

Past

August 21, 2001 - February 28, 2002

MELVIN SPECIALISTS, L.L.C.

CRD#: 34945

CHICAGO, IL

Past

January 20, 2000 - July 10, 2001

E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC

CRD#: 1625

CHICAGO, IL

Past

September 4, 1990 - February 17, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 21, 1980 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/8/2024)

IAR

Arizona
(3/8/2024)

California
(6/21/2019)

District of Columbia
(6/21/2019)

IAR

Illinois
(6/19/2019)

Illinois
(6/21/2019)

South Carolina
(6/21/2019)

Utah
(10/20/2020)

Virginia
(7/8/2021)

Washington
(6/23/2020)

Wisconsin
(6/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/2/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/21/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/15/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Daniel R. Kravits

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Kravits's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

CASSANDRA TRADING GROUP, LLC

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CASSANDRA TRADING GROUP, LLC

CASSANDRA TRADING GROUP, LLC

MELVIN SPECIALISTS, L.L.C.

E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2016

Series 63

Date: 12/2/1980

SIE

Date: 10/1/2018

Series 55

Date: 9/21/1999

Series 7

Date: 11/15/1980

Series 24

Date: 8/29/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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