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AH

Andrew S. Hoey

OAKLINS DP LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 7191657
AH

Professional summary

Andrew Stephen Hoey, who also goes by Andrew S Hoey, is a registered financial professional currently at OAKLINS DP LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2021. Andrew has worked at 4 firms and has passed the Series 63, Series 79TO, Series 86 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew S Hoey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Stephen Hoey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2024 - Present

OAKLINS DP LLC

Office #1: 90 Park Avenue 24th Floor, New York, NY 10016
BD
CRD#: 124988
New York, NY
Past

June 7, 2023 - February 12, 2024

MAGV SECURITIES, INC.

BD
CRD#: 142082
JERSEY CITY, NJ
Past

March 21, 2022 - May 19, 2023

LUMA SECURITIES LLC

BD
CRD#: 157803
NEW YORK, NY
Past

February 22, 2021 - September 22, 2021

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/6/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/22/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 86
Date: 12/27/2019
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
SIE
Date: 10/19/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OD
OAKLINS DP LLC
DESILVA & PHILLIPS CORPORATE FINANCE LLC | OAKLINS DP LLC

CRD#: 124988 / SEC#: , 8-65749

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
90 Park Avenue 24th Floor, New York, NY 10016
Mailing Address
90 Park Avenue 24th Floor, New York, NY 10016
Phone number
(212) 686-9700
Established
New York since 11/07/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PHILLIPS, III, REEDMANAGING MEMBER/CHIEF COMPLIANCE OFFICER
HERMAN, JOANNA STONEPARTNER6759675
KIRSCH, JOHN JOSEPHPARTNER7379784
NOBLE, ANDREW JACKSON IVMEMBER6603223
COLLINS, KENNETH BRUCEFINOP4699614
DEARTH, JEFFREY LEEMEMBER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAKLINS DP LLC

CRD#: 124988New York, NY 10016

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