DD
David Dulberg
MORGAN STANLEY & CO.
New York, NY 10036
Some features on this profile are disabled
CRD#: 7190875
DD
David DulbergMORGAN STANLEY & CO.
Professional summary
David Dulberg, who also goes by David Charles Dulberg, is a registered financial professional currently at MORGAN STANLEY & CO. LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2020. David has worked at 5 firms and has passed the Series 63, Series 79TO and SIE exams.
Aliases
David Charles Dulberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Dulberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2026 - Present
MORGAN STANLEY & CO. LLC
Office #1: 1585 Broadway, New York, NY 10036BD
CRD#: 8209
New York, NY
Past
October 31, 2023 - July 28, 2026
SG AMERICAS SECURITIES, LLC
BD
CRD#: 128351
NEW YORK, NY
Past
July 25, 2023 - October 20, 2023
SCOTIA CAPITAL (USA) INC.
BD
CRD#: 2739
NEW YORK, NY
Past
January 7, 2022 - July 28, 2023
ING FINANCIAL MARKETS LLC
BD
CRD#: 28872
NEW YORK, NY
Past
October 12, 2021 - January 2, 2022
JEFFERIES LLC
BD
CRD#: 2347
NEW YORK, NY
Past
February 21, 2020 - October 14, 2021
ING FINANCIAL MARKETS LLC
BD
CRD#: 28872
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/1/2026)
RR
Alaska(9/1/2026)
RR
Arizona(9/1/2026)
RR
Arkansas(9/1/2026)
RR
California(9/1/2026)
RR
Colorado(9/1/2026)
RR
Connecticut(9/1/2026)
RR
Delaware(9/1/2026)
RR
District of Columbia(9/1/2026)
RR
Florida(9/1/2026)
RR
Georgia(9/1/2026)
RR
Hawaii(9/1/2026)
RR
Idaho(9/1/2026)
RR
Illinois(9/1/2026)
RR
Indiana(9/1/2026)
RR
Iowa(9/1/2026)
RR
Kansas(9/1/2026)
RR
Kentucky(9/1/2026)
RR
Louisiana(9/1/2026)
RR
Maine(9/1/2026)
RR
Maryland(9/1/2026)
RR
Massachusetts(9/1/2026)
RR
Michigan(9/1/2026)
RR
Minnesota(9/1/2026)
RR
Mississippi(9/1/2026)
RR
Missouri(9/1/2026)
RR
Montana(9/1/2026)
RR
Nebraska(9/1/2026)
RR
Nevada(9/1/2026)
RR
New Hampshire(9/1/2026)
RR
New Jersey(9/1/2026)
RR
New Mexico(9/1/2026)
RR
New York(9/1/2026)
RR
North Carolina(9/1/2026)
RR
North Dakota(9/1/2026)
RR
Ohio(9/1/2026)
RR
Oklahoma(9/1/2026)
RR
Oregon(9/1/2026)
RR
Pennsylvania(9/1/2026)
RR
Puerto Rico(9/1/2026)
RR
Rhode Island(9/1/2026)
RR
South Carolina(9/1/2026)
RR
South Dakota(9/1/2026)
RR
Tennessee(9/1/2026)
RR
Texas(9/1/2026)
RR
Utah(9/1/2026)
RR
Vermont(9/1/2026)
RR
Virgin Islands(9/1/2026)
RR
Virginia(9/1/2026)
RR
Washington(9/1/2026)
RR
West Virginia(9/1/2026)
RR
Wisconsin(9/1/2026)
RR
Wyoming(9/1/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 2/21/2020
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MORGAN STANLEY & CO. LLC
MORGAN STANLEY | MORGAN STANLEY DEAN WITTER | MORGAN STANLEY & CO., INCORPORATED | MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. INCORPORATED
CRD#: 8209 / SEC#: , 8-15869
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...
Contact information
Main Address
1585 Broadway, New York, NY 10036-8293
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(212) 761-4000
Established
Delaware since 12/03/1969
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
