Christopher L. Sharp

OLIVEIRA WEALTH

MODESTO, CA 95350

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CRD#: 7190576

Professional summary

Christopher L Sharp is a registered financial advisor currently at OLIVEIRA WEALTH located in Modesto, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Christopher has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) OLIVEIRA WEALTH LLC - 10/21/2021 - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - IAR, Invt Rel, RIA business, 100 hrs/mo; 100 hrs/mo (during trading hours). 2.) OLIVEIRA WEALTH - 10/1/2019 - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - Life insurance agent, Soliciting and analyzing life insurance for clients, Invt Rel, Insurance business, 100 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher L Sharp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2021 - Present

OLIVEIRA WEALTH

Office #1: 810 Standiford Ave Suite 1, Modesto, CA 95350

RIA

CRD#: 315326

MODESTO, CA

Current

October 21, 2021 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

October 11, 2021 - October 28, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

MODESTO, CA

Past

March 10, 2020 - October 28, 2021

LPL FINANCIAL LLC

CRD#: 6413

MODESTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLIVEIRA WEALTH

OLIVEIRA WEALTH | OLIVEIRA WEALTH, LLC

CRD#: 315326 / SEC#: 801-122522

RIA

Registered Investment Advisory firm - (10/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(10/20/2021)

California
(10/21/2021)

Iowa
(10/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/24/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/14/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

OLIVEIRA WEALTH

OLIVEIRA WEALTH | OLIVEIRA WEALTH, LLC

CRD#: 315326 / SEC#: 801-122522

RIA

Registered Investment Advisory firm - (10/20/2021 Approved)

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Contact information

Main Address

810 Standiford Ave Suite 1, Modesto, CA 95350

Mailing Address

Phone number

(209) 579-2332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	905
AUM (Assets Under Management)	$ 272,989,903

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher L. Sharp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher L Sharp's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

OLIVEIRA WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2021

Series 63

Date: 1/31/2020

Series 6TO

Date: 1/24/2020

SIE

Date: 1/14/2020

FINRA

Current Firm

OLIVEIRA WEALTH

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLIVEIRA WEALTH

TRUST BUT VERIFY

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