Blake W. Morin
Professional summary
Blake William Morin, who also goes by Blake William Morin, is a registered financial professional currently at PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Denver, Colorado.
Blake is registered as a RR (Registered Representative) and started their career in finance in 2020. Blake has worked at 3 firms and has passed the Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Blake William Morin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2025 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: 4600 S Syracuse Ste 1010, Denver, CO 80237January 3, 2023 - October 22, 2025
JANUS HENDERSON DISTRIBUTORS US LLC
January 10, 2020 - April 5, 2021
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2025)
Exams
Series 7TO
Date: 1/10/2020
General Securities Representative ExaminationFINRA
Current Firm
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261 / SEC#: , 8-50200
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | |
| BERG, JOHN THOMAS | DIRECTOR | 7973551 |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 |
| HILL, TIMOTHY ALLEN | NATIONAL SALES MANAGER/DIRECTOR | 2317289 |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 |
| STOCKMAN, MICHELLE RENEE | CHIEF COMPLIANCE OFFICER | 5010490 |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
Red Flags
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