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ES

Eric T. Singer

BRADLEY WOODS & CO. LTD.
New York, NY 10022
Some features on this profile are disabled
CRD#: 718955
ES

Professional summary

Eric Todd Singer, who also goes by Eric T Singer, is a registered financial professional currently at BRADLEY WOODS & CO. LTD. located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1980. Eric has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric T Singer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Todd Singer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2015 - Present

BRADLEY WOODS & CO. LTD.

Office #1: 845 Third Ave, Suite 1703, New York, NY 10022
BD
CRD#: 13660
New York, NY
Past

June 19, 2014 - May 1, 2015

FIRST LIBERTIES FINANCIAL

BD
CRD#: 14432
TAMPA, FL
Past

June 17, 2008 - May 8, 2014

MATRIX CAPITAL GROUP, INC.

BD
CRD#: 33364
NEW YORK, NY
Past

September 19, 2007 - May 5, 2008

AVANZA CAPITAL MARKETS INC.

BD
CRD#: 103941
NEW YORK, NY
Past

July 25, 2003 - May 8, 2007

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

July 30, 1999 - October 29, 2003

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

August 8, 1990 - June 18, 1999

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY
Past

February 2, 1987 - November 15, 1988

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

November 21, 1980 - September 7, 1984

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/27/2019)
RR
Colorado
(12/4/2019)
RR
Connecticut
(7/30/2020)
RR
Florida
(6/9/2020)
RR
Georgia
(3/1/2021)
RR
Illinois
(5/7/2021)
RR
Maryland
(11/27/2019)
RR
New Jersey
(11/27/2019)
RR
New York
(4/1/2015)
RR
North Carolina
(11/27/2019)
RR
Ohio
(12/14/2021)
RR
Pennsylvania
(11/27/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 5/11/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1980
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/1993
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BW
BRADLEY WOODS & CO. LTD.
BRADLEY WOODS & CO. LTD. | BRADLEY, WOODS & CO.

CRD#: 13660 / SEC#: , 8-28862

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
845 Third Ave, Suite 1703, New York, NY 10022
Mailing Address
845 Third Ave, Suite 1703, New York, NY 10022
Phone number
(212) 826-9191
Established
Delaware since 11/01/2004
Firm type
Corporation
Fiscal year end
February
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RIPP, DANIEL SCEO, CFO1398164
SHEA, PATRICK OFARRELLCHIEF COMPLIANCE OFFICER838154
YEE, DEREK BRIANCOO6911274

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRADLEY WOODS & CO. LTD.

CRD#: 13660New York, NY 10022

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