Richard A. Dreskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Allen Dreskin was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1971. Richard had worked at 11 firms and has passed the SIE, Series 000, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2011 - October 23, 2017
NATIONWIDE PLANNING ASSOCIATES INC.
June 21, 2011 - October 23, 2017
NPA ASSET MANAGEMENT, LLC
March 29, 2004 - September 29, 2005
DRESKIN, GILLMAN & CO. LLC
August 26, 2002 - December 31, 2011
DRESKIN, GILLMAN & GRANET, INC.
February 22, 2002 - June 23, 2011
FIRST ALLIED SECURITIES, INC.
February 1, 1989 - December 18, 1989
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
December 11, 1987 - February 28, 2002
DRESKIN, GILLMAN & GRANET, INC.
December 26, 1986 - February 1, 1989
GLICKENHAUS & CO. - NEW JERSEY
April 4, 1983 - December 24, 1987
ADVEST, INC.
June 24, 1980 - December 26, 1986
LISS TENNER & GOLDBERG SECURITIES CORPORATION
March 10, 1976 - April 5, 1983
DRESKIN & COMPANY INC.
January 13, 1971 - March 10, 1976
LEYNER DRESKIN & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 5/23/1969
General Securities Principal ExaminationSeries 1
Date: 5/23/1969
Registered Representative ExaminationSeries 40
Date: 1/7/1971
Registered Principal ExaminationCurrent Firm
NATIONWIDE PLANNING ASSOCIATES INC.
CRD#: 31029 / SEC#: , 8-45310
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
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