SH
Shelby R. Hall
CETERA INVESTMENT ADVISERS LLC
MONROE, GA
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CRD#: 7189208
SH
Professional summary
Shelby Riden Hall, who also goes by Shelby R Hall, Shelby Hall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Monroe, Georgia and CETERA WEALTH SERVICES, LLC located in Monroe, Georgia.
Shelby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Shelby has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shelby R Hall | Shelby Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LITTLE OAKS PRESCHOOL, LLC POSITION: Member NATURE: Little Oaks Preschool is a child care center that provides education and care for children from the ages of 8 weeks to 4 years old. . Little Oaks Preschool exists to provide a place where children in our community are welcome to grow in a loving and Jesus-filled environment. We hope to become a place where children are free to be children and learn in ways that best suit their learning styles. In our faith-based education, we will focus on teaching the "whole child" by focusing on their physical, social-emotional, cognitive, communication and language development in a play-based learning environment. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2020 ADDRESS: 315 N Madison Ave, Suite B, Monroe GA 30655, United States DESCRIPTION: I assist with the items listed below: Financial Statements, Cash Flow/ Budgeting (assist in expense management and making sure the schools spending is staying within the budget), Operational Responsibilities (assisting in purchasing school supplies and outside items that will be used for every day use, Payroll/ Payrates, Hiring for Administrative positions 2) AGN WEALTH MANAGEMENT POSITION: Member NATURE: AGN Wealth Management is a wealth management firm in Monroe, Georgia that will provide financial services to individuals in the area. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/03/2025 ADDRESS: 139 E Highland Ave, Monroe GA 30655 DESCRIPTION: I will be the lead financial advisor for AGN Wealth Management and provide financial planning services for clients. My top five responsibilities include financial planning, upkeep of all compliance items with Avantax, investment management, servicing clients, and prospecting potential client opportunities.
CRS (Client Relationship Summary) - RIA
Click below to view Shelby Riden Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MONROE, GA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 139 E Highland Ave, Monroe, GA 30655BD
CRD#: 13572
Monroe, GA
Past
March 4, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Monroe, GA
Past
March 3, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Monroe, GA
Past
October 2, 2020 - March 17, 2025
MORGAN STANLEY
RIA
CRD#: 149777
Atlanta, GA
Past
July 16, 2020 - March 17, 2025
MORGAN STANLEY
BD
CRD#: 149777
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Georgia(9/5/2025)
IAR
Georgia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/16/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
