Alyssa M. Scotti
Professional summary
Alyssa Marie Scotti, who also goes by Alyssa Scotti, is a registered financial professional currently at TENEO SECURITIES LLC located in New York, New York.
Alyssa is registered as a RR (Registered Representative) and started their career in finance in 2020. Alyssa has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alyssa Marie Scotti's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2025 - Present
TENEO SECURITIES LLC
Office #1: 280 Park Avenue 4th Floor, New York, NY 10017April 9, 2021 - December 7, 2023
TENEO SECURITIES LLC
February 7, 2020 - April 7, 2021
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2025)
Exams
Series 79TO
Date: 2/7/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TENEO SECURITIES LLC
CRD#: 151256 / SEC#: , 8-68354
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TENEO CAPITAL CORPORATION | SOLE MEMBER | |
| BOGUSLASKI, CHARLES ROBERT | CHIEF OFFICER | 4845807 |
| HALLERAN, KRISTIN MARIE | CHIEF COMPLIANCE OFFICER | 4726430 |
| POLKOWITZ, GARY CRAIG | MEMBER OF BOARD OF DIRECTORS | 2866014 |
| ROTHENBERG, SHARI P | FINOP/PFO/POO | 6590875 |
| SULLIVAN, STEVEN MICHAEL | MEMBER OF BOARD OF DIRECTORS | 5162216 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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