Shalmali S. Kulkarni
PATHVIEW WEALTH ADVISORS
SAN DIEGO, CA 92108
Some features on this profile are disabled
CRD#: 7188172
Professional summary
Shalmali Suhas Kulkarni, CFP® is a registered financial advisor currently at PATHVIEW WEALTH ADVISORS located in San Diego, California.
Shalmali is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Shalmali has worked at 2 firms .
Biography
Shalmali has a Bachelor's in General Business from Mumbai, India. During her final year of college, she earned an internship with a start-up financial planning firm. The internship mainly involved creating literature to spread financial literacy. However, part of spreading financial literacy also involved creating financial plans for anonymous clients for free. This gave Shalmali a base in the basic concepts of personal finance such as savings strategy, budgeting, power of compounding etc. To further her knowledge, Shalmali pursued a Master's in Financial & Tax Planning from San Diego State University and also completed her Certified Financial Planner certification examination during the same time.
Shalmali has been with Rowling & Associates since 2017 and has progressed from an Intern to a Financial Planner during this time. Currently, she works with clients across the spectrum, but especially enjoys working with next-gen clients. She also has a keen interest in tax planning and in her spare time can be found working with the tax team to understand and learn more about its nuances.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Insurance Planning
Debt Management
Tax Planning
Socially Responsible Investing
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
Millennials
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shalmali Suhas Kulkarni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
October 29, 2020 - Present
PATHVIEW WEALTH ADVISORS
Office #1: 1455 Frazee Road Suite 700, San Diego, CA 92108RIA
CRD#: 308292
SAN DIEGO, CA
Past
October 12, 2019 - November 9, 2020
ROWLING & ASSOCIATES
RIA
CRD#: 160864
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PATHVIEW WEALTH ADVISORS
PATHVIEW WEALTH ADVISORS | ROWLING & ASSOCIATES LLC
CRD#: 308292 / SEC#: 801-118761
RIA
Registered Investment Advisory firm - (5/20/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/29/2020)
IAR
Texas(4/21/2023)
Exams
Current Firm
PATHVIEW WEALTH ADVISORS
PATHVIEW WEALTH ADVISORS | ROWLING & ASSOCIATES LLC
CRD#: 308292 / SEC#: 801-118761
RIA
Registered Investment Advisory firm - (5/20/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1455 Frazee Road Suite 700, San Diego, CA 92108
Mailing Address
Phone number
(619) 295-0200
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,332 |
| AUM (Assets Under Management) | $ 579,618,540 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
