BG
Barbara S. Giammarco
HEROLD & LANTERN INVESTMENTS
Staten Island, NY 10305
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CRD#: 718811
BG
Professional summary
Barbara Sommers Giammarco, who also goes by Barbara Sommers Ritacco, Barbara Ritacco, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Staten Island, New York.
Barbara is registered as a RR (Registered Representative) and started their career in finance in 1980. Barbara has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Barbara Sommers Ritacco | Barbara Ritacco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GIAMMARCO PLANNING ASSOCIATES. INVESTMENT RELATED. 37 CIRCLE ROAD, STATEN ISLAND, NY 10304. FINANCIAL PLANNING. SOLE MEMBER FM 7/2000. NUMBER OF HOURS/MONTH:30-35(OF WHICH 3-5 ARE DURING SECURITIES TRADING HOURS). FINANCIAL PLANNING, RETIREMENT, COLLEGE PLANNING, estate planning. 2. HEROLD ADVISORS, Inc. 190 HYLAN BLVD., STATEN ISLAND, NY. Investment Related. Investment Advisory Services/Portfolio Management. From xx/xxxx. APPROX. HOURS/MONTH: 50 OF WHICH 30-35 ARE DURING SECURITIES trading hours. Review/Manage Portfolios 3. HEROLD INSURANCE agency, Inc. 190 Hylan Blvd Staten Island, NY INSURANCE.INSURANCE AGENT. FROM 2/1985. APPROX. HOURS/MONTH: xx OF WHICH xx ARE DURING SECURITIES TRADING HOURS. Insurance Products. Non-Investment Related. 4. 1190 Hylan Realty. Not investment related. 1190 Hylan Blvd, Staten Island, NY. Co-owner since 1/1/1992. Approx number of hours pr month: 1/2, which is not during securities trading hours. Co-owner of building: help take care of upkeep of building as needed.
CRS (Client Relationship Summary) - BD
Click below to view Barbara Sommers Giammarco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2020 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 1190 Hylan Blvd, Staten Island, NY 10305BD
CRD#: 30996
Staten Island, NY
Past
October 19, 2020 - November 16, 2022
HEROLD ADVISORS, INC.
RIA
CRD#: 105090
NEW YORK, NY
Past
February 26, 1985 - November 5, 2020
BERNARD HEROLD & CO., INC.
BD
CRD#: 6193
STATEN ISLAND, NY
Past
November 20, 1980 - February 6, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2020)
RR
Connecticut(11/2/2020)
RR
Delaware(8/21/2024)
RR
Florida(11/2/2020)
RR
Massachusetts(1/3/2022)
RR
Nevada(12/20/2024)
RR
New Jersey(11/2/2020)
RR
New York(11/2/2020)
RR
North Carolina(7/22/2021)
RR
Ohio(1/3/2022)
RR
Pennsylvania(11/2/2020)
RR
South Carolina(11/2/2020)
RR
Virginia(11/2/2020)
RR
Wisconsin(1/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
H&
HEROLD & LANTERN INVESTMENTS, INC.
HEROLD & LANTERN INVESTMENTS, INC. | LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Mailing Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Phone number
(631) 454-2000
Established
Delaware since 08/28/1992
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Company Information
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996Staten Island, NY 10305TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
