Christopher S. Caskin
Professional summary
Christopher Slocum Kingsbury Caskin Jr., who also goes by Christopher Caskin, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Arlington, Virginia.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Slocum Kingsbury Caskin Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2019 - Present
B. RILEY SECURITIES, INC.
Office #1: 1300 N 17th Street Suite 1300, Arlington, VA 22209State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2019)
Exams
Series 79TO
Date: 12/9/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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