Dorothy M. Belville

BELVILLE FINANCIAL ADVISORS

MONTEREY, CA 93940

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CRD#: 718668

Professional summary

Dorothy Marguerite Belville, CFP®, who also goes by Dorothy M Belville, Dorothy Marguerit Fry, Dorothy Fry, is a registered financial advisor currently at BELVILLE FINANCIAL ADVISORS located in Monterey, California and CETERA INVESTMENT ADVISERS LLC located in Monterey, California.

Dorothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Dorothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dorothy M Belville | Dorothy Marguerit Fry | Dorothy Fry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BELVILLE FINANCIAL ADVISORS, RIA CRD #136290, 30 RYAN COURT, SUITE 260, MONTEREY, CA 93940. 2. INSURANCE, BELVILLE FINANCIAL ADVISORS, DBA, 30 RYAN COURT, SUITE 260, MONTEREY, CA 93940 3. EXECUTIVE DIRECTOR OF SAUVER RANCH, 454 CORRAL DE TIERRA, SALINAS, CA 93908. A SANCTUARY FOR ABUSED ANIMALS SINCE 8/1999. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothy Marguerite Belville's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 1, 1995 - Present

BELVILLE FINANCIAL ADVISORS

Office #1: 19 Upper Ragsdale Dr. Suite 100, Monterey, CA 93940

RIA

CRD#: 136290

MONTEREY, CA

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 30 Ryan Court Ste 260, Monterey, CA 93940

RIA

CRD#: 105644

MONTEREY, CA

Current

February 1, 2012 - Present

CETERA ADVISORS LLC

Office #1: 30 Ryan Court Ste 260, Monterey, CA 93940

CRD#: 10299

Monterey, CA

Past

February 1, 2012 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

July 13, 2009 - February 2, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

July 13, 2009 - February 2, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

MONTEREY, CA

Past

December 11, 2006 - July 13, 2009

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

MONTEREY, CA

Past

December 11, 2006 - July 13, 2009

PARTNERVEST SECURITIES, INC.

CRD#: 104134

MONTEREY, CA

Past

January 12, 1995 - December 11, 2006

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

MONTEREY, CA

Past

November 29, 1994 - December 11, 2006

ASSOCIATED SECURITIES CORP.

CRD#: 12969

MONTEREY, CA

Past

November 13, 1980 - December 12, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/1/2012)

IAR

California
(1/1/1995)

California
(2/1/2012)

Colorado
(2/1/2012)

Connecticut
(2/1/2012)

Florida
(2/1/2012)

Georgia
(2/1/2012)

Hawaii
(2/1/2012)

Idaho
(2/1/2012)

Illinois
(3/21/2019)

Indiana
(7/3/2024)

Iowa
(1/23/2018)

Montana
(3/3/2025)

Nevada
(2/1/2012)

New Mexico
(2/1/2012)

North Carolina
(1/4/2021)

Ohio
(2/1/2012)

Oregon
(2/1/2012)

South Carolina
(2/1/2012)

Texas
(2/1/2012)

IAR

Texas
(3/21/2024)

Virginia
(2/1/2012)

Washington
(2/1/2012)

Wisconsin
(2/1/2012)

Wyoming
(2/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 10/28/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dorothy M. Belville

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothy Marguerite Belville's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

PARTNERVEST ADVISORY SERVICES LLC

PARTNERVEST SECURITIES, INC.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1991

Series 63

Date: 3/12/1982

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1989

Series 1

Date: 10/28/1980

Series 24

Date: 8/8/1994

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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