BM
Brandon P. Milliken
SOFI WEALTH LLC
Jacksonville, FL 32256
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CRD#: 7186599
BM
Professional summary
Brandon P Milliken, who also goes by Brandon Patrick Milliken, Brandon Milliken, is a registered financial advisor currently at SOFI WEALTH LLC located in Jacksonville, Florida and SOFI SECURITIES LLC located in Jacksonville, Florida.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Brandon has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Patrick Milliken | Brandon Milliken
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FESA (Florida Elite Soccer Academy) It is not Investment related PO Box 600308, St Johns Florida 32260 Soccer coaching RDA (Rec Development Academy) Soccer Coach Started in September 2024 12 hours a month or 3 hours per week 0 hours devoted during securities trading hours Run soccer training sessions and coach games for 2013-2014 boys team
CRS (Client Relationship Summary) - RIA
Click below to view Brandon P Milliken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2021 - Present
SOFI WEALTH LLC
Office #1: 5335 Gate Pkwy Suite 101, Jacksonville, FL 32256RIA
CRD#: 167958
Jacksonville, FL
Current
April 20, 2021 - Present
SOFI SECURITIES LLC
Office #1: 5335 Gate Pkwy 5th Floor, Jacksonville, FL 32256BD
CRD#: 151717
Jacksonville, FL
Past
August 24, 2020 - April 19, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
July 16, 2020 - April 19, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/20/2021)
RR
Alaska(4/20/2021)
RR
Arizona(4/20/2021)
RR
Arkansas(4/20/2021)
RR
California(4/20/2021)
RR
Colorado(4/20/2021)
RR
Connecticut(4/20/2021)
RR
Delaware(4/20/2021)
RR
District of Columbia(4/20/2021)
RR
Florida(4/20/2021)
IAR
Florida(5/3/2021)
RR
Georgia(4/20/2021)
RR
Hawaii(4/20/2021)
RR
Idaho(4/20/2021)
RR
Illinois(4/20/2021)
RR
Indiana(4/20/2021)
RR
Iowa(4/20/2021)
RR
Kansas(4/20/2021)
RR
Kentucky(4/20/2021)
RR
Louisiana(4/20/2021)
RR
Maine(4/20/2021)
RR
Maryland(4/20/2021)
RR
Massachusetts(4/20/2021)
RR
Michigan(4/20/2021)
RR
Minnesota(4/20/2021)
RR
Mississippi(4/20/2021)
RR
Missouri(4/20/2021)
RR
Montana(4/20/2021)
RR
Nebraska(4/20/2021)
RR
Nevada(4/20/2021)
RR
New Hampshire(4/20/2021)
RR
New Jersey(4/20/2021)
RR
New Mexico(4/20/2021)
RR
New York(4/20/2021)
RR
North Carolina(4/20/2021)
RR
North Dakota(4/20/2021)
RR
Ohio(4/20/2021)
RR
Oklahoma(4/20/2021)
RR
Oregon(4/20/2021)
RR
Pennsylvania(4/20/2021)
RR
Rhode Island(4/20/2021)
RR
South Carolina(4/20/2021)
RR
South Dakota(4/20/2021)
RR
Tennessee(4/20/2021)
RR
Texas(4/20/2021)
RR
Utah(4/20/2021)
RR
Vermont(4/20/2021)
RR
Virginia(4/20/2021)
RR
Washington(4/20/2021)
RR
West Virginia(4/20/2021)
RR
Wisconsin(4/20/2021)
RR
Wyoming(4/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/16/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
234 1st Street, San Francisco, CA 94105
Mailing Address
Phone number
(855) 525-7634
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOFI WEALTH LLC
CRD#: 167958Jacksonville, FL 32256TRUST BUT VERIFY
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