Anthony D. Speziale

TRUST ADVISORY GROUP LTD

Saugus, MA 01906

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CRD#: 718476

Professional summary

Anthony David Speziale, who also goes by Tony Speziale, is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Saugus, Massachusetts and STONEX SECURITIES INC. located in Saugus, Massachusetts.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Anthony has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Speziale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KLP Associates Inc dba Tax Shop & Financial Center - 38 Main street Saugus, MA 01906 Nature of Business: Taxes & Accounting Investment Related: No Business Position: President Business Duties: Taxes, accounting & payroll Business Start Date: 07/01/2016 Approximately 160 hours spent on this OBA with 0 spent during market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony David Speziale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2017 - Present

TRUST ADVISORY GROUP LTD

Office #1: 38 Main Street, Saugus, MA 01906

RIA

CRD#: 106926

Saugus, MA

Current

October 16, 2024 - Present

STONEX SECURITIES INC.

Office #1: 38 Main St, Saugus, MA 01906

CRD#: 18456

Saugus, MA

Past

August 6, 2010 - September 24, 2024

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

SAUGUS, MA

Past

June 14, 2006 - August 6, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SAUGUS, MA

Past

January 1, 2004 - June 19, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SAUGUS, MA

Past

March 10, 1999 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

June 10, 1998 - March 10, 1999

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

August 4, 1997 - December 23, 1997

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

September 4, 1996 - June 20, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

January 19, 1993 - September 16, 1994

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Past

September 9, 1986 - December 4, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

June 3, 1986 - December 12, 1986

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(12/2/2024)

Maine
(10/16/2024)

IAR

Massachusetts
(8/7/2017)

Massachusetts
(10/16/2024)

New Hampshire
(10/16/2024)

Virginia
(10/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/2/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 10/25/1980

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

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Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

Phone number

(800) 292-2411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAG ADV2A 072825 (7/29/2025)

Regulatory assets under management

Total Number of Accounts	1,720
AUM (Assets Under Management)	$ 494,407,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony D. Speziale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony David Speziale's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

AGES FINANCIAL SERVICES, LTD.

COMMONWEALTH FINANCIAL NETWORK

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

TRUSTED SECURITIES ADVISORS CORP.

AVANTAX INVESTMENT SERVICES, INC.

FIDELITY DISTRIBUTORS CORPORATION

PFS INVESTMENTS INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

TRUST ADVISORY GROUP LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2017

Series 63

Date: 7/30/1986

SIE

Date: 10/1/2018

Series 6

Date: 6/2/1986

Series 1

Date: 10/25/1980

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ADVISORY GROUP LTD

TRUST BUT VERIFY

Contact information

Similar Advisors