Julie A. Fine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Ann Fine, who also goes by Julie Ann Fine ^^, Julie Fine, Julie Ann Fine Wright, Julie Ann Fine-wright ^^, Julie Ann Finewright, Julie Ann Wright ^^, Julie Ann Wright, Julie Wright, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1980. Julie had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2023 - January 17, 2025
BALANCED SECURITY PLANNING, INC.
December 13, 2021 - June 6, 2023
SAXONY SECURITIES, INC.
November 3, 2021 - November 17, 2021
PURSHE KAPLAN STERLING INVESTMENTS
February 11, 2013 - September 22, 2021
FIDELITY BROKERAGE SERVICES LLC
June 27, 2012 - December 13, 2012
CENTAURUS FINANCIAL, INC.
September 28, 2010 - December 15, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
May 6, 2008 - September 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2002 - July 11, 2006
MORGAN STANLEY DW INC.
October 30, 1998 - July 11, 2006
MORGAN STANLEY DW INC.
March 27, 1995 - October 22, 1998
CITIGROUP GLOBAL MARKETS INC.
April 17, 1984 - March 23, 1995
MORGAN STANLEY DW INC.
November 3, 1980 - November 12, 1983
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/25/1980
Registered Representative ExaminationCurrent Firm
BALANCED SECURITY PLANNING, INC.
CRD#: 4038 / SEC#: , 8-14842
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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