MG
Mark B. Grover
HUNTINGTON SECURITIES
DALLAS, TX 75254
Some features on this profile are disabled
CRD#: 7183582
MG
Professional summary
Mark Blair Grover, who also goes by Mark Grover, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Dallas, Texas.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2019. Mark has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mark Grover
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mark Blair Grover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2021 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 14221 Dallas Parkway Suite 850, Dallas, TX 75254BD
CRD#: 2261
DALLAS, TX
Past
July 1, 2020 - November 17, 2020
TRUIST SECURITIES, INC.
BD
CRD#: 6271
DALLAS, TX
Past
October 14, 2019 - July 1, 2020
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2023)
RR
Arizona(6/2/2023)
RR
Arkansas(6/2/2023)
RR
California(7/13/2022)
RR
Colorado(9/10/2021)
RR
Connecticut(6/2/2023)
RR
Florida(6/2/2023)
RR
Illinois(6/2/2023)
RR
Indiana(6/2/2023)
RR
Kentucky(6/2/2023)
RR
Louisiana(9/10/2021)
RR
Massachusetts(6/2/2023)
RR
Michigan(6/2/2023)
RR
Montana(6/2/2023)
RR
New Jersey(6/2/2023)
RR
New Mexico(6/2/2023)
RR
New York(6/2/2023)
RR
North Carolina(6/2/2023)
RR
Ohio(6/5/2023)
RR
Oregon(6/2/2023)
RR
Pennsylvania(6/2/2023)
RR
Rhode Island(6/2/2023)
RR
Tennessee(6/2/2023)
RR
Texas(3/11/2021)
RR
Utah(6/2/2023)
RR
Virginia(6/2/2023)
RR
West Virginia(6/2/2023)
RR
Wisconsin(6/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/14/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUNTINGTON SECURITIES, INC.
CRD#: 2261Dallas, TX 75254TRUST BUT VERIFY
Monitor Mark Grover
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
