Lindsey H. Oshita
Professional summary
Lindsey Harumi Oshita, who also goes by Lindsey Harumi Oshita, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in San Mateo, California.
Lindsey is registered as a RR (Registered Representative) and started their career in finance in 2020. Lindsey has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lindsey Harumi Oshita's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Franklin Parkway, San Mateo, CA 94403-1906January 27, 2020 - July 7, 2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
January 27, 2020 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
January 27, 2020 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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