Joseph Crawford Paul
Professional Summary
Joseph Crawford Paul, who also goes by Joseph C Paul, is a registered financial advisor currently at TRIDENT ADVISORS INC located in Doylestown, Pennsylvania and CRESAP, INC. located in Doylestown, Pennsylvania. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Joseph has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph C Paul
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
TRIDENT ADVISORS INC
Contact Information
Main Address
76 East State St., Doylestown, PA 18901Phone Number
(215) 489-5383# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
226AUM (Assets Under Management)
$116,942,888Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TRIDENT ADVISORS INC
State Registrations and Notice Filings
(1/31/2020)
(1/31/2020)
(10/14/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(2/12/2025)
(1/31/2020)
(11/15/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Nov 1994Series 5 — Interest Rate Options Examination
Passed Nov 1994Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1980About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Oct 1992SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Crawford Paul's CRS (Customer Relationship Summary).
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