Joseph C. Paul
Professional summary
Joseph Crawford Paul, who also goes by Joseph C Paul, is a registered financial advisor currently at TRIDENT ADVISORS INC located in Doylestown, Pennsylvania and CRESAP, INC. located in Doylestown, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Joseph has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Crawford Paul's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2025 - Present
TRIDENT ADVISORS INC
Office #1: 76 East State St., Doylestown, PA 18901January 31, 2020 - Present
CRESAP, INC.
Office #1: 76 East State Street, Doylestown, PA 18901-4362January 9, 2019 - January 31, 2020
CHAPIN, DAVIS
January 9, 2019 - January 31, 2020
CHAPIN, DAVIS
September 2, 1999 - February 6, 2025
TRIDENT ADVISORS INC
May 28, 1999 - January 3, 2019
CRESAP, INC.
July 5, 1996 - June 1, 1999
RUTHERFORD, BROWN & CATHERWOOD, LLC
May 26, 1989 - July 5, 1996
PRUDENTIAL EQUITY GROUP, LLC
December 24, 1986 - October 28, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
October 22, 1986 - June 8, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
August 24, 1982 - October 22, 1986
CITIGROUP GLOBAL MARKETS INC.
October 30, 1980 - August 19, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
October 30, 1980 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
October 30, 1980 - December 4, 1990
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
TRIDENT ADVISORS INC
CRD#: 108920 / SEC#: 801-131929
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2020)
(1/31/2020)
(10/14/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(1/31/2020)
(2/12/2025)
(1/31/2020)
(11/15/2021)
Exams
Series 15
Date: 11/29/1994
Foreign Currency Options ExaminationSeries 5
Date: 11/29/1994
Interest Rate Options ExaminationSeries 8
Date: 10/27/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRIDENT ADVISORS INC
CRD#: 108920 / SEC#: 801-131929
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 100,148,152 |
Red Flags
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