Harrison N. Bailey
TOWNSEND FINANCIAL PLANNING
Mt. Sterling, KY 40353
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CRD#: 7181878
Professional summary
Harrison Nicholas Bailey, CFP®, who also goes by Nick Bailey, is a registered financial advisor currently at TOWNSEND FINANCIAL PLANNING located in Mt. Sterling, Kentucky.
Harrison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Harrison has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Social Security Planning
Retirement Income Management
Employee and Employer Plan Ben...
Tax Planning
Education Planning
Investment Planning
Retirement Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Nick Bailey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Lot Legends LLC; Non-investment related; 323 Primrose Ln, Winchester, Kentucky 40391; Owner & Technician since 01/07/2024; 40 hours/month devoted; 10 hours/month devoted during trading hours; Lot Legends performs parking lot striping services.
CRS (Client Relationship Summary) - RIA
Click below to view Harrison Nicholas Bailey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
September 23, 2019 - Present
TOWNSEND FINANCIAL PLANNING
Office #1: 36 East Main Street, Mt. Sterling, KY 40353RIA
CRD#: 141571
Mt. Sterling, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TOWNSEND FINANCIAL PLANNING
MELODY W. TOWNSEND DBA TOWNSEND FINANCIAL PLANNING | TOWNSEND FINANCIAL PLANNING, LLC | TOWNSEND FINANCIAL PLANNING
CRD#: 141571 / SEC#: 801-130686
RIA
Registered Investment Advisory firm - (7/17/2024 Approved)Kentucky
Registered Investment Advisory firm - (7/29/2024 Terminated)Texas
Registered Investment Advisory firm - (12/3/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/13/2024)
IAR
Kentucky(9/23/2019)
Current Firm
TOWNSEND FINANCIAL PLANNING
MELODY W. TOWNSEND DBA TOWNSEND FINANCIAL PLANNING | TOWNSEND FINANCIAL PLANNING, LLC | TOWNSEND FINANCIAL PLANNING
CRD#: 141571 / SEC#: 801-130686
RIA
Registered Investment Advisory firm - (7/17/2024 Approved)Kentucky
Registered Investment Advisory firm - (7/29/2024 Terminated)Texas
Registered Investment Advisory firm - (12/3/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
36 East Main Street, Mt. Sterling, KY 40353
Mailing Address
Phone number
(859) 498-2020
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 516 |
| AUM (Assets Under Management) | $ 130,490,911 |
Red Flags
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Company Information
TOWNSEND FINANCIAL PLANNING
CRD#: 141571Mt. Sterling, KY 40353TRUST BUT VERIFY
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