John C. Hanley
Professional summary
John C Hanley, who also goes by John Charles Hanley, John Hanley, is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2022. John has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John C Hanley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2023 - Present
ARCADIA SECURITIES, LLC
Office #1: 600 Lexington Avenue 30th Floor, New York, NY 10022February 24, 2023 - August 29, 2023
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 9, 2022 - January 17, 2023
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2023)
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(9/8/2023)
(1/22/2024)
(9/8/2023)
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(9/8/2023)
(9/7/2023)
(9/8/2023)
(8/7/2025)
(9/8/2023)
(9/8/2023)
Exams
Series 7TO
Date: 6/9/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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