MM
Miranda R. Mumma
HOLLAND ADVISORY SERVICES
Ormond Beach, FL 32174
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CRD#: 7179758
MM
Professional summary
Miranda Renee Mumma is a registered financial advisor currently at HOLLAND ADVISORY SERVICES, INC. located in Ormond Beach, Florida.
Miranda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Miranda has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Miranda Renee Mumma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2019 - Present
HOLLAND ADVISORY SERVICES, INC.
Office #1: 700 W. Granada Boulevard, Ormond Beach, FL 32174RIA
CRD#: 136302
Ormond Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOLLAND ADVISORY SERVICES, INC.
HOLLAND ADVISORY SERVICES, INC. | RETIREMENT DREAMBUILDERS | RETIREE INVESTMENT ADVISERS, INC. | RAM ADVISORY SERVICES, INC. | RAM ADVISORY SERRVICES, INC. | HOLLAND FINANCIAL, INC.
CRD#: 136302 / SEC#: 801-110617
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Florida
Registered Investment Advisory firm - (6/27/2017 Terminated)Michigan
Registered Investment Advisory firm - (5/9/2013 Terminated)Texas
Registered Investment Advisory firm - (6/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/20/2019)
IAR
Texas(9/24/2021)
Current Firm
HA
HOLLAND ADVISORY SERVICES, INC.
HOLLAND ADVISORY SERVICES, INC. | RETIREMENT DREAMBUILDERS | RETIREE INVESTMENT ADVISERS, INC. | RAM ADVISORY SERVICES, INC. | RAM ADVISORY SERRVICES, INC. | HOLLAND FINANCIAL, INC.
CRD#: 136302 / SEC#: 801-110617
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Florida
Registered Investment Advisory firm - (6/27/2017 Terminated)Michigan
Registered Investment Advisory firm - (5/9/2013 Terminated)Texas
Registered Investment Advisory firm - (6/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
700 West Granada Boulevard, Ormond Beach, FL 32174-9036
Mailing Address
Phone number
(386) 671-7526
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,024 |
| AUM (Assets Under Management) | $ 263,528,675 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 03/04/2024 | ||
| 09/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
