William L. Lafferty

TA CAPITAL MANAGEMENT

SEWELL, NJ 08080

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CRD#: 7179616

Professional summary

William Leonard Lafferty is a registered financial advisor currently at TA CAPITAL MANAGEMENT, LLC located in Sewell, New Jersey and TOTAL ALIGNMENT WEALTH ADVISORS, LLC located in Turnersville, New Jersey.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. William has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Leonard Lafferty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2019 - Present

TA CAPITAL MANAGEMENT, LLC

Office #1: 123 Egg Harbor Rd Unit 506, Sewell, NJ 08080

RIA

CRD#: 169326

SEWELL, NJ

Current

November 21, 2019 - Present

TOTAL ALIGNMENT WEALTH ADVISORS, LLC

Office #1: 215 Fries Mill Road, Suite B1, Turnersville, NJ 08012

RIA

CRD#: 166538

Turnersville, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA CAPITAL MANAGEMENT, LLC

CRD#: 169326 / SEC#: 801-78797

RIA

Registered Investment Advisory firm - (11/8/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2019

Uniform Investment Adviser Law Examination

Current Firm

TA CAPITAL MANAGEMENT, LLC

CRD#: 169326 / SEC#: 801-78797

RIA

Registered Investment Advisory firm - (11/8/2013 Approved)

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Contact information

Main Address

123 Egg Harbor Rd Unit 506, Sewell, NJ 08080

Mailing Address

Phone number

(646) 290-5660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2B BROCHURE AIMEE BAEHR (3/28/2025)

2B COLLIN BILL TAC (3/28/2025)

ADV 2A TA CAPITAL (3/28/2025)

WILLIAM LAFFERTY 2B TAC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	292
AUM (Assets Under Management)	$ 343,859,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William L. Lafferty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Leonard Lafferty's CRS (Customer Relationship Summary).

Certified licenses

Experience

TA CAPITAL MANAGEMENT, LLC

TOTAL ALIGNMENT WEALTH ADVISORS, LLC

Primary Firm SEC Registration

TA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2019

Current Firm

TA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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