Marc S. Richman

WICK CAPITAL PARTNERS

Wayne, PA 19087

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CRD#: 717797

Professional summary

Marc Steven Richman is a registered financial advisor currently at WICK CAPITAL PARTNERS, LLC located in Wayne, Pennsylvania and VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania.

Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Marc has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investment Advisor Representative at Wick Capital Partners, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Steven Richman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2024 - Present

WICK CAPITAL PARTNERS, LLC

Office #1: 150 N. Radnor Chester Road Suite A225, Wayne, PA 19087

RIA

CRD#: 299194

Wayne, PA

Current

August 29, 2025 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 223 Wilmington West Chester Pike Suite 216, Chadds Ford, PA 19317

CRD#: 285573

Chadds Ford, PA

Past

November 5, 2024 - June 30, 2025

NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC

CRD#: 321842

NEW YORK, NY

Past

March 29, 2012 - December 22, 2022

MORGAN STANLEY

RIA

CRD#: 149777

West Conshohocken, PA

Past

March 29, 2012 - December 22, 2022

MORGAN STANLEY

CRD#: 149777

West Conshohocken, PA

Past

March 1, 2007 - April 13, 2012

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

PHILADELPHIA, PA

Past

December 5, 2005 - April 13, 2012

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

PHILADELPHIA, PA

Past

July 10, 1998 - December 19, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

January 28, 1995 - July 20, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 24, 1980 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WICK CAPITAL PARTNERS, LLC

WICK CAPITAL MANAGEMENT, LLC | WICK CAPITAL PARTNERS, LLC

CRD#: 299194 / SEC#: 801-114337

RIA

Registered Investment Advisory firm - (11/23/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/29/2025)

New York
(8/29/2025)

IAR

Pennsylvania
(11/24/2024)

Pennsylvania
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/13/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/18/1980

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WICK CAPITAL PARTNERS, LLC

WICK CAPITAL MANAGEMENT, LLC | WICK CAPITAL PARTNERS, LLC

CRD#: 299194 / SEC#: 801-114337

RIA

Registered Investment Advisory firm - (11/23/2018 Approved)

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Contact information

Main Address

150 N. Radnor Chester Road Suite A225, Wayne, PA 19087

Mailing Address

Phone number

(215) 302-3535

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WICK FORM ADV PART2A 2025V2 (6/18/2025)

Regulatory assets under management

Total Number of Accounts	942
AUM (Assets Under Management)	$ 565,287,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Marc S. Richman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Steven Richman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIGILANT DISTRIBUTORS, LLC

NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

LEGG MASON WOOD WALKER, INCORPORATED

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

WICK CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/1992

Series 63

Date: 12/2/1980

SIE

Date: 10/1/2018

Series 3

Date: 11/13/1984

Series 7

Date: 10/18/1980

FINRA

Current Firm

WICK CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WICK CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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