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CC

Carlos F. Coutinho Maia

NAVY FEDERAL INVESTMENT SERVICES
Rockton, IL
Some features on this profile are disabled
CRD#: 7176961
CC

Professional summary

Carlos Frederico Coutinho Maia, who also goes by Carlos Frederico Coutinhomaia, Carlos Frederico Maia, Carlos Maia, Fred Maia, Frederico Maia, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Rockton, Illinois.

Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Carlos has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlos Frederico Coutinhomaia | Carlos Frederico Maia | Carlos Maia | Fred Maia | Frederico Maia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Frederico Coutinho Maia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Carlos Frederico Coutinho Maia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2025 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

RIA
BD
CRD#: 138459
Rockton, IL
Current

October 22, 2025 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #1: 1007 Electric Ave, Vienna, VA 22180
RIA
BD
CRD#: 138459
Vienna, VA
Past

June 22, 2023 - October 17, 2025

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Chicago, IL
Past

June 22, 2023 - October 17, 2025

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Chicago, IL
Past

August 29, 2022 - May 12, 2023

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LOVES PARK, IL
Past

August 29, 2022 - May 12, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOVES PARK, IL
Past

November 23, 2021 - August 12, 2022

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DEERFIELD, IL
Past

September 23, 2021 - August 12, 2022

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DEERFIELD, IL
Past

December 15, 2020 - September 16, 2021

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
WAUWATOSA, WI
Past

December 15, 2020 - September 16, 2021

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
WAUWATOSA, WI
Past

February 11, 2020 - September 28, 2020

EDWARD JONES

RIA
CRD#: 250
ROCKFORD, IL
Past

January 13, 2020 - September 28, 2020

EDWARD JONES

BD
CRD#: 250
ROCKFORD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/22/2025)
IAR
Illinois
(10/22/2025)
RR
Virginia
(10/22/2025)
IAR
Virginia
(10/23/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/10/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/8/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

NFIS 2A DISCLOSURE BROCHURE (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
NAVY FEDERAL FINANCIAL GROUPOWNER
ROSSON, TIMOTHY DAVIDFINOP / PRINCIPAL FINANACIAL OFFICER7152744
WEISBERG, STEVEN LESLIECHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS6268061
YOUNG, DIANECHIEF OPERATING OFFICER3098010

Regulatory assets under management

Total Number of Accounts7,472
AUM (Assets Under Management)$ 1,713,608,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVY FEDERAL INVESTMENT SERVICES, LLC

CRD#: 138459Rockton, IL

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