Lance T. Judd
Professional summary
Lance Trent Judd is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Auburn Hills, Michigan.
Lance is registered as a RR (Registered Representative) and started their career in finance in 1980. Lance has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lance Trent Judd's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2601 Cambridge Court Suite 121, Auburn Hills, MI 48326June 15, 2020 - September 12, 2023
PURSHE KAPLAN STERLING INVESTMENTS
February 19, 2008 - July 14, 2020
BROADSTONE SECURITIES
November 8, 1994 - December 15, 1994
EDI FINANCIAL, INC.
February 22, 1993 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
February 15, 1991 - December 31, 1991
USA FINANCIAL GROUP, INC.
August 29, 1986 - September 24, 1990
MORGAN STANLEY DW INC.
November 2, 1982 - September 16, 1986
E. F. HUTTON & COMPANY INC
October 23, 1980 - April 5, 1982
FIRST OF MICHIGAN CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2023)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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