John A. Hussain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ahmad Hussain, who also goes by Ahmad Hussain, Ahman John Hussain, John Hussain, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 5 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 1993 - October 7, 1994
FIRST ASSOCIATED SECURITIES GROUP, INC.
July 23, 1990 - October 25, 1993
PRUDENTIAL EQUITY GROUP, LLC
September 28, 1987 - August 8, 1990
LEHMAN BROTHERS INC.
December 9, 1983 - January 13, 1986
E. F. HUTTON & COMPANY INC
October 23, 1980 - December 9, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/20/1981
Interest Rate Options ExaminationCurrent Firm
FIRST ASSOCIATED SECURITIES GROUP, INC.
CRD#: 20597 / SEC#: , 8-38276
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
