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KH

Kim Ione Halliburton

CRD# 1058579·Registered 1982 - 2000
Previously Registered: Being a previously registered professional could mean that Kim is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kim Ione Halliburton, who also goes by Mathe Halliburton, Kim Ione Mathe, was a registered financial advisor. Kim was a previously registered financial professional and started their career in finance 1982 - 2000. Kim had worked at 5 firms and has passed the Series 63, Series 7, Series 52, Series 53, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mathe Halliburton, Kim Ione Mathe

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

FIRST ASSOCIATED SECURITIES GROUP, INC.·CRD# 20597
BD
Chico, CA
March 11, 1998 - February 2, 2000
FIRST SECURITIES USA, INC.·CRD# 39986
BD
Irvine, CA
August 6, 1996 - April 17, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 20, 1993 - May 9, 1994
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
February 9, 1993 - May 27, 1993
HALLIBURTON & ASSOCIATES, INC.·CRD# 7396
BD
Clearwater, FL
August 16, 1982 - February 8, 1993

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Current Firm

FA
FIRST ASSOCIATED SECURITIES GROUP, INC.

FIRST ASSOCIATED SECURITIES GROUP, INC.

CRD#: 20597 / SEC#: 8-38276
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

California since 07/01/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BULRUSH HOLDING CORPORATIONDIRECT OWNER—
HALLIBURTON, KIM IONEFINOP1058579
MARTELLARO, ANTHONY PAULPRESIDENT2387221
MARTELLARO, CARL DOMINICMUNICIPAL PRINCIPAL / OPTIONS PRINCIPAL320959
WOLKOFF, TERRY MOPERATIONS OFFICER1503243

Disclosures

Regulatory Event

8

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Aug 1982About the Series 52 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1997About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1996About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KH
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