Stacey L. Buchholtz

ANCHOR BAY PRIVATE WEALTH LLC

Carlsbad, CA 92008

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CRD#: 7173059

Professional summary

Stacey Lynn Buchholtz, who also goes by Stacey L Buchholtz, Stacey Lynn Fullmer, Stacey Lynn Miley, is a registered financial advisor currently at ANCHOR BAY PRIVATE WEALTH LLC located in Carlsbad, California and ANCHOR BAY CAPITAL, INC. located in Carlsbad, California.

Stacey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Stacey has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacey L Buchholtz | Stacey Lynn Fullmer | Stacey Lynn Miley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*Name of Business: QUALIFIED CONSUMER EXCHANGE, INC. - DBA QCE INSURANCE SOLUTIONS * INVESTMENT RELATED: No * ADDRESS: 1337 Verbena Court, San Diego CA 92011, United States * NATURE OF BUSINESS: Was my corporation being used to sell health insurance and am now dissolving corporation in order to work full-time for Prudential as an FPA * POSITION: Owner/President * NATURE: Finance and Insurance * START DATE: 06/01/2017 * NUMBER OF HOURS PER MONTH: 1 * DESCRIPTION: Quoting health insurance, presenting, enrolling applicants and helping with new hires and terminated employees to have them enroll on new plans and/or understand benefits, etc. Work with company owners and HR managers to understand the benefits available to them, and how to utilize their coverages , etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacey Lynn Buchholtz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2024 - Present

ANCHOR BAY PRIVATE WEALTH LLC

Office #1: 5780 Fleet Street, Suite 308, Carlsbad, CA 92008

RIA

CRD#: 327418

Carlsbad, CA

Current

December 20, 2024 - Present

ANCHOR BAY CAPITAL, INC.

Office #1: 5780 Fleet St. Suite 308, Carlsbad, CA 92008

RIA

CRD#: 116913

Carlsbad, CA

Past

October 19, 2021 - June 17, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SAN DIEGO, CA

Past

January 27, 2020 - June 17, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.

CRD#: 116913 / SEC#: 801-107983

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

California

Registered Investment Advisory firm - (7/15/2016 Terminated)

Utah

Registered Investment Advisory firm - (6/15/2016 Terminated)

Washington

Registered Investment Advisory firm - (7/15/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/4/2024)

IAR

Utah
(12/23/2024)

IAR

Washington
(12/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/6/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/27/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/31/2019

Securities Industry Essentials Examination

Current Firm

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.

CRD#: 116913 / SEC#: 801-107983

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

California

Registered Investment Advisory firm - (7/15/2016 Terminated)

Utah

Registered Investment Advisory firm - (6/15/2016 Terminated)

Washington

Registered Investment Advisory firm - (7/15/2016 Terminated)

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Contact information

Main Address

5780 Fleet St. Suite 308, Carlsbad, CA 92008

Mailing Address

Phone number

(760) 602-3470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCHOR BAY CAPITAL PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 219,444,071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stacey L. Buchholtz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacey Lynn Buchholtz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCHOR BAY CAPITAL, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ANCHOR BAY CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2021

Series 63

Date: 2/6/2020

Series 7TO

Date: 1/27/2020

SIE

Date: 10/31/2019

Current Firm

ANCHOR BAY CAPITAL, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCHOR BAY CAPITAL, INC.

TRUST BUT VERIFY

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