HA

Henry C. Asher

THE NORTHSTAR GROUP
New York, NY 10174
Some features on this profile are disabled
CRD#: 717297
HA

Professional summary


Henry C. Asher, who also goes by Henry Charles Asher, is a registered financial advisor currently at THE NORTHSTAR GROUP, INC. located in New York, New York and OSAIC WEALTH, INC. located in New York, New York.

Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Henry has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Henry Charles Asher

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Henry C. Asher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 29, 2021 - Present

THE NORTHSTAR GROUP, INC.

Office #1: 405 Lexington Avenue 55th Floor, New York, NY 10174
RIA
CRD#: 110409
New York, NY
Current

November 19, 1989 - Present

OSAIC WEALTH, INC.

Office #1: 405 Lexington Avenue Suite 37a, New York, NY 10174
RIA
BD
CRD#: 23131
NEW YORK, NY
Past

October 22, 1980 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TN
THE NORTHSTAR GROUP, INC.
NORTHSTAR GROUP INC | THE NORTHSTAR GROUP, INC.

CRD#: 110409 / SEC#: 801-41169

RIA
Registered Investment Advisory firm - (4/6/1992 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(5/3/2017)
RR
Arizona
(5/12/1992)
RR
Arkansas
(10/16/1995)
RR
California
(11/19/1989)
RR
Colorado
(2/4/2019)
RR
Connecticut
(11/19/1989)
RR
District of Columbia
(9/1/2021)
RR
Florida
(11/19/1989)
RR
Georgia
(1/9/2004)
RR
Illinois
(7/8/2004)
RR
Louisiana
(10/31/2017)
RR
Maine
(3/26/2008)
RR
Maryland
(11/14/1995)
RR
Massachusetts
(11/19/1989)
RR
Michigan
(7/28/2021)
RR
Minnesota
(3/4/2026)
RR
Nevada
(10/27/2009)
RR
New Jersey
(11/19/1989)
RR
New Mexico
(6/24/2015)
RR
New York
(11/19/1989)
IAR
New York
(5/29/2021)
RR
North Carolina
(1/26/2010)
RR
Ohio
(4/23/2024)
RR
Pennsylvania
(11/19/1989)
RR
Rhode Island
(11/12/2020)
RR
Texas
(10/23/2015)
RR
Utah
(7/18/2025)
RR
Vermont
(7/24/2001)
RR
Virginia
(1/19/2000)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TN
THE NORTHSTAR GROUP, INC.
NORTHSTAR GROUP INC | THE NORTHSTAR GROUP, INC.

CRD#: 110409 / SEC#: 801-41169

RIA
Registered Investment Advisory firm - (4/6/1992 Approved)
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Contact information


Main Address
405 Lexington Ave Suite 37a, New York, NY 10174
Mailing Address
Phone number
(212) 883-9595
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts632
AUM (Assets Under Management)$ 871,570,823

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE NORTHSTAR GROUP, INC.

CRD#: 110409New York, NY 10174

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