HA
Henry C. Asher
THE NORTHSTAR GROUP
New York, NY 10174
Some features on this profile are disabled
CRD#: 717297
HA
Professional summary
Henry C. Asher, who also goes by Henry Charles Asher, is a registered financial advisor currently at THE NORTHSTAR GROUP, INC. located in New York, New York and OSAIC WEALTH, INC. located in New York, New York.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Henry has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Henry Charles Asher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE NORTHSTAR GROUP, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 04/01/1992 ADDRESS: 405 Lexington Avenue, Suite 371, New York NY 10174, United States DESCRIPTION: President of advisor. Chief Compliance Officer. Responsible for legal, accounting, administrative and other business issues for Northstar. Also, I oversee all of our investment activities for clients. 2) HENRY C. ASHER POSITION: Insurance Agent NATURE: Insurance agency (sales) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/11/2022 ADDRESS: 405 lexington ave, 37th Floo, New York NY 10174, United States DESCRIPTION: Review Clients' insurance needs, and act in agent capacity.Please note projected in question 13 below is simply an estimate. There are no pending revenues of any sort.
CRS (Client Relationship Summary) - RIA
Click below to view Henry C. Asher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2021 - Present
THE NORTHSTAR GROUP, INC.
Office #1: 405 Lexington Avenue 55th Floor, New York, NY 10174RIA
CRD#: 110409
New York, NY
Current
November 19, 1989 - Present
OSAIC WEALTH, INC.
Office #1: 405 Lexington Avenue Suite 37a, New York, NY 10174RIA
BD
CRD#: 23131
NEW YORK, NY
Past
October 22, 1980 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TN
THE NORTHSTAR GROUP, INC.
NORTHSTAR GROUP INC | THE NORTHSTAR GROUP, INC.
CRD#: 110409 / SEC#: 801-41169
RIA
Registered Investment Advisory firm - (4/6/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/3/2017)
RR
Arizona(5/12/1992)
RR
Arkansas(10/16/1995)
RR
California(11/19/1989)
RR
Colorado(2/4/2019)
RR
Connecticut(11/19/1989)
RR
District of Columbia(9/1/2021)
RR
Florida(11/19/1989)
RR
Georgia(1/9/2004)
RR
Illinois(7/8/2004)
RR
Louisiana(10/31/2017)
RR
Maine(3/26/2008)
RR
Maryland(11/14/1995)
RR
Massachusetts(11/19/1989)
RR
Michigan(7/28/2021)
RR
Nevada(10/27/2009)
RR
New Jersey(11/19/1989)
RR
New Mexico(6/24/2015)
RR
New York(11/19/1989)
IAR
New York(5/29/2021)
RR
North Carolina(1/26/2010)
RR
Ohio(4/23/2024)
RR
Pennsylvania(11/19/1989)
RR
Rhode Island(11/12/2020)
RR
Texas(10/23/2015)
RR
Utah(7/18/2025)
RR
Vermont(7/24/2001)
RR
Virginia(1/19/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TN
THE NORTHSTAR GROUP, INC.
NORTHSTAR GROUP INC | THE NORTHSTAR GROUP, INC.
CRD#: 110409 / SEC#: 801-41169
RIA
Registered Investment Advisory firm - (4/6/1992 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
405 Lexington Ave Suite 37a, New York, NY 10174
Mailing Address
Phone number
(212) 883-9595
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 632 |
| AUM (Assets Under Management) | $ 871,570,823 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
