Benjamin M. Frederickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Michael Frederickson, who also goes by Benjamin Frederickson, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2019. Benjamin had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2022 - May 15, 2023
SI SECURITIES, LLC
October 17, 2019 - December 10, 2021
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 16, 2019 - December 10, 2021
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/16/2019
General Securities Representative ExaminationCurrent Firm
SI SECURITIES, LLC
CRD#: 170937 / SEC#: , 8-69440
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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