SP
Scott Pressman
THE LEADERS GROUP
San Francisco, CA 94114
Some features on this profile are disabled
CRD#: 7172250
SP
Professional summary
Scott Pressman is a registered financial professional currently at THE LEADERS GROUP, INC. located in San Francisco, California.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2021. Scott has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Pressman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 2261 Market Street, Suite 5482, San Francisco, CA 94114BD
CRD#: 37157
San Francisco, CA
Past
September 20, 2021 - December 13, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ROYAL PALM BEACH, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2023)
RR
Alaska(1/20/2023)
RR
Arizona(1/20/2023)
RR
Arkansas(1/20/2023)
RR
California(1/20/2023)
RR
Colorado(1/20/2023)
RR
Connecticut(1/20/2023)
RR
Delaware(1/20/2023)
RR
District of Columbia(1/20/2023)
RR
Florida(1/20/2023)
RR
Georgia(1/20/2023)
RR
Hawaii(1/20/2023)
RR
Idaho(1/20/2023)
RR
Illinois(1/20/2023)
RR
Indiana(1/20/2023)
RR
Iowa(1/20/2023)
RR
Kansas(1/20/2023)
RR
Kentucky(1/20/2023)
RR
Louisiana(1/20/2023)
RR
Maine(1/20/2023)
RR
Maryland(1/20/2023)
RR
Massachusetts(1/20/2023)
RR
Michigan(1/20/2023)
RR
Minnesota(1/20/2023)
RR
Mississippi(1/20/2023)
RR
Missouri(1/20/2023)
RR
Montana(1/20/2023)
RR
Nebraska(1/20/2023)
RR
Nevada(1/20/2023)
RR
New Hampshire(1/20/2023)
RR
New Jersey(1/20/2023)
RR
New Mexico(1/20/2023)
RR
New York(1/20/2023)
RR
North Carolina(1/20/2023)
RR
North Dakota(1/20/2023)
RR
Ohio(1/22/2023)
RR
Oklahoma(1/20/2023)
RR
Oregon(1/20/2023)
RR
Pennsylvania(1/20/2023)
RR
Puerto Rico(1/20/2023)
RR
Rhode Island(1/20/2023)
RR
South Carolina(1/20/2023)
RR
South Dakota(1/20/2023)
RR
Tennessee(1/20/2023)
RR
Texas(1/20/2023)
RR
Utah(1/20/2023)
RR
Vermont(1/20/2023)
RR
Virginia(1/20/2023)
RR
Washington(1/20/2023)
RR
West Virginia(1/20/2023)
RR
Wisconsin(1/20/2023)
RR
Wyoming(1/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/20/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP
CRD#: 37157 / SEC#: , 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
