Paul J. Krsek

5T WEALTH

Napa, CA 94559

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CRD#: 716944

Professional summary

Paul James Krsek is a registered financial advisor currently at 5T WEALTH, LLC located in Napa, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Paul has worked at 12 firms and has passed the Series 63, Series 7, Series 6, Series 1, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kresek Family Trust, Co- Trustee, ownership of commercial and residential real estate, Napa California, less than 5% of his time is spent on this activity. Paul James Krsek is a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul James Krsek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2001 - Present

5T WEALTH, LLC

Office #1: 595 Coombs Street, Napa, CA 94559

RIA

CRD#: 112552

Napa, CA

Past

May 4, 2004 - August 2, 2004

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

PITTSBURGH, PA

Past

May 3, 2004 - August 2, 2004

NEWEDGE SECURITIES, LLC

CRD#: 10674

PITTSBURGH, PA

Past

March 12, 2002 - May 4, 2004

FDX ADVISORS, INC.

RIA

CRD#: 104601

ST. HELENA, CA

Past

July 9, 1998 - May 3, 2004

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

July 5, 1990 - July 9, 1998

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 20, 1990 - July 3, 1990

PROMONTORY CAPITAL CORPORATION

CRD#: 26152

Past

February 13, 1990 - March 20, 1990

NILCORP SECURITIES COMPANY

CRD#: 16553

Past

November 13, 1989 - February 8, 1990

BOARDWALK CAPITAL CORPORATION

CRD#: 10279

Past

October 12, 1983 - March 21, 1989

ANGELES SECURITIES CORPORATION

CRD#: 8083

LOS ANGELES, CA

Past

December 8, 1982 - November 15, 1983

CREATIVE EQUITY RESOURCES, INC.

CRD#: 8190

Past

June 9, 1982 - November 30, 1982

HANROW SECURITIES CORP.

CRD#: 8320

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

5T WEALTH, LLC

CRD#: 112552 / SEC#: 801-58183

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

California

Registered Investment Advisory firm - (7/15/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/20/2001)

IAR

Nevada
(2/26/2025)

IAR

Oregon
(4/9/2025)

IAR

Texas
(8/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/16/1984

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 6/26/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/6/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 2/8/1982

Direct Participation Programs Principal Examination

Current Firm

5T WEALTH, LLC

CRD#: 112552 / SEC#: 801-58183

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

California

Registered Investment Advisory firm - (7/15/2003 Terminated)

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Contact information

Main Address

595 Coombs Street, Napa, CA 94559

Mailing Address

Phone number

(707) 224-1340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/10/2025)

Regulatory assets under management

Total Number of Accounts	541
AUM (Assets Under Management)	$ 283,078,609

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/04/2025	Cover Page	Report
07/23/2024	Cover Page	Report
08/08/2023	Cover Page	Report
01/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul J. Krsek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul James Krsek's CRS (Customer Relationship Summary).

Certified licenses

Experience

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

FDX ADVISORS, INC.

LONDON PACIFIC SECURITIES, INC.

EDWARD JONES

PROMONTORY CAPITAL CORPORATION

NILCORP SECURITIES COMPANY

BOARDWALK CAPITAL CORPORATION

ANGELES SECURITIES CORPORATION

CREATIVE EQUITY RESOURCES, INC.

HANROW SECURITIES CORP.

Primary Firm SEC Registration

5T WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/1980

Series 7

Date: 12/20/1986

Series 6

Date: 3/16/1984

Series 1

Date: 6/26/1980

Series 24

Date: 9/6/1988

Series 39

Date: 2/8/1982

Current Firm

5T WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

5T WEALTH, LLC

TRUST BUT VERIFY

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