Tori Brackens
Professional summary
Tori Brackens, who also goes by Tori Faith Brackens, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Tori is registered as a RR (Registered Representative) and started their career in finance in 2020. Tori has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tori Brackens's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240December 5, 2023 - October 18, 2024
FIDELITY BROKERAGE SERVICES LLC
April 7, 2021 - April 3, 2023
ROBINHOOD FINANCIAL, LLC
March 4, 2020 - March 2, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
Exams
Series 99TO
Date: 8/27/2025
Operations Professional ExaminationSeries 7TO
Date: 3/4/2020
General Securities Representative ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
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