DG
Dejon Gonzalez
MGI FUNDS DISTRIBUTORS
New York, NY 10504
Some features on this profile are disabled
CRD#: 7168479
DG
Professional summary
Dejon Gonzalez, who also goes by Dejon M Gonzalez, Dejon Miguel Gonzalez, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in New York, New York.
Dejon is registered as a RR (Registered Representative) and started their career in finance in 2019. Dejon has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dejon M Gonzalez | Dejon Miguel Gonzalez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Dejon Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2025 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 1166 Avenue Of Americas, New York, NY 10504BD
CRD#: 35682
New York, NY
Past
January 25, 2023 - February 26, 2025
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
New York, NY
Past
January 25, 2023 - February 26, 2025
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
November 18, 2019 - July 22, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHICAGO, IL
Past
October 18, 2019 - July 22, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2025)
RR
Alaska(5/6/2025)
RR
Arizona(5/6/2025)
RR
Arkansas(5/6/2025)
RR
California(5/6/2025)
RR
Colorado(5/6/2025)
RR
Connecticut(5/6/2025)
RR
Delaware(5/6/2025)
RR
District of Columbia(5/6/2025)
RR
Florida(5/6/2025)
RR
Georgia(5/6/2025)
RR
Hawaii(5/6/2025)
RR
Idaho(5/6/2025)
RR
Illinois(5/6/2025)
RR
Indiana(5/6/2025)
RR
Iowa(5/6/2025)
RR
Kansas(5/6/2025)
RR
Kentucky(5/6/2025)
RR
Louisiana(5/6/2025)
RR
Maine(5/6/2025)
RR
Maryland(5/6/2025)
RR
Massachusetts(5/6/2025)
RR
Michigan(5/6/2025)
RR
Minnesota(5/6/2025)
RR
Mississippi(5/6/2025)
RR
Missouri(5/6/2025)
RR
Montana(5/6/2025)
RR
Nebraska(5/6/2025)
RR
Nevada(5/6/2025)
RR
New Hampshire(5/6/2025)
RR
New Jersey(5/6/2025)
RR
New Mexico(5/6/2025)
RR
New York(5/6/2025)
RR
North Carolina(5/6/2025)
RR
North Dakota(5/6/2025)
RR
Ohio(5/6/2025)
RR
Oklahoma(5/6/2025)
RR
Oregon(5/6/2025)
RR
Pennsylvania(5/6/2025)
RR
Rhode Island(5/6/2025)
RR
South Carolina(5/6/2025)
RR
South Dakota(5/6/2025)
RR
Tennessee(1/22/2026)
RR
Texas(5/6/2025)
RR
Utah(5/6/2025)
RR
Vermont(5/6/2025)
RR
Virginia(5/6/2025)
RR
Washington(5/6/2025)
RR
West Virginia(5/6/2025)
RR
Wisconsin(5/6/2025)
RR
Wyoming(5/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/18/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MGI FUNDS DISTRIBUTORS, LLC
MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
