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Brett C. Hobbs
CADENT CAPITAL ADVISORS
Oklahoma City, OK 73134
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CRD#: 7167912
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Professional summary
Brett Collin Hobbs is a registered financial advisor currently at CADENT CAPITAL ADVISORS, LLC located in Oklahoma City, Oklahoma.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Brett has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Board Member; Oklahoma Employees Insurance and benefits Board; Investment Related: No; Location: 2401 N. Lincoln Blvd., Ste 300, Oklahoma City, OK 73105; Description of the business: The Oklahoma Employees Insurance and Benefits Board is to advise the Office of Management and Enterprise Services (OMES) with respect to the administration of health, dental, vision, life and disability benefits to eligible participants.; Start date with business: 2021-05-18; Hours devoted to business during trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 4;
CRS (Client Relationship Summary) - RIA
Click below to view Brett Collin Hobbs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2021 - Present
CADENT CAPITAL ADVISORS, LLC
Office #1: 14528 Bogert Parkway, Oklahoma City, OK 73134RIA
CRD#: 169704
Oklahoma City, OK
Past
September 14, 2019 - August 20, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CADENT CAPITAL ADVISORS, LLC
CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC
CRD#: 169704 / SEC#: 801-78860
RIA
Registered Investment Advisory firm - (12/2/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(1/25/2021)
IAR
Texas(1/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CC
CADENT CAPITAL ADVISORS, LLC
CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC
CRD#: 169704 / SEC#: 801-78860
RIA
Registered Investment Advisory firm - (12/2/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4525 East 91st Street, Tulsa, OK 74137
Mailing Address
Phone number
(918) 935-3450
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,315 |
| AUM (Assets Under Management) | $ 651,008,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CADENT CAPITAL ADVISORS, LLC
CRD#: 169704Oklahoma City, OK 73134TRUST BUT VERIFY
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