Levi J. Palomo

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Oak Brook, IL 60523

Some features on this profile are disabled

CRD#: 7167416

Professional summary

Levi John Palomo is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Oak Brook, Illinois and LASALLE ST SECURITIES, L.L.C. located in Oak Brook, Illinois.

Levi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Levi has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Rental (Willow Bay Properties) Position: N/A - Nature: The OBA is a property management LLC. - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 12/01/2018 Address: 900 JORIE BLVD STE 238, OAK BROOK. IL 60523 2. 224 MARION LLC POSITION: N/A NATURE: The OBA is a minority stakeholder in rental LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2018 ADDRESS: 900 JORIE BLVD STE 238, OAK BROOK. IL 60523 DESCRIPTION: This LLC is owned by my parents. I have no duties or activities with this LLC. I am on the LLC as a 1% own 3. PILLAR FINANCIAL ADVISORS, LLC POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/01/2021 ADDRESS: 900 Jorie Blvd, Oak Brook IL 60523, United States DESCRIPTION: Financial Planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Levi John Palomo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2025 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 900 Jorie Blvd Ste 238, Oak Brook, IL 60523

RIA

CRD#: 109701

Oak Brook, IL

Current

April 11, 2025 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 900 Jorie Blvd Ste 238, Oak Brook, IL 60523

CRD#: 7191

Oak Brook, IL

Past

November 8, 2024 - April 15, 2025

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

OAK BROOK, IL

Past

June 14, 2024 - April 15, 2025

OSAIC WEALTH, INC.

CRD#: 23131

OAK BROOK, IL

Past

January 11, 2022 - November 8, 2024

ARBOR POINT ADVISORS

RIA

CRD#: 165127

OAK BROOK, IL

Past

December 13, 2021 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

OAK BROOK, IL

Past

October 7, 2020 - December 7, 2021

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/11/2025)

IAR

Illinois
(4/11/2025)

IAR

Louisiana
(4/29/2025)

IAR

Massachusetts
(5/29/2025)

IAR

Michigan
(5/28/2025)

IAR

North Carolina
(5/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/5/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/11/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Levi J. Palomo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Levi John Palomo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

OSAIC ADVISORY SERVICES, LLC

OSAIC WEALTH, INC.

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2022

Series 63

Date: 10/13/2020

Series 7TO

Date: 10/5/2020

SIE

Date: 8/11/2020

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Similar Advisors