Matthew E. Rehak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Edward Rehak was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1980. Matthew had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2010 - November 6, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 15, 2010 - November 6, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 31, 2005 - October 19, 2010
OSAIC SERVICES, INC.
October 31, 2005 - October 19, 2010
OSAIC SERVICES, INC.
January 1, 2001 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 25, 1989 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
April 30, 1986 - October 31, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 21, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 21, 1983 - January 10, 1990
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 21, 1983 - January 10, 1990
OSAIC FA, INC.
October 3, 1983 - May 7, 1986
CARDELL & ASSOCIATES, INCORPORATED
November 27, 1981 - October 11, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
November 27, 1981 - October 11, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
October 7, 1980 - November 27, 1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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