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DO

David Oelkers

STONEX FINANCIAL
New York, NY 10169
Some features on this profile are disabled
CRD#: 7166825
DO

Professional summary

David Oelkers, who also goes by David Lee Krause Oelkers, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York and R.J. O'BRIEN SECURITIES, LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2021. David has worked at 2 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Lee Krause Oelkers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Oelkers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2021 - Present

STONEX FINANCIAL INC.

Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169
BD
CRD#: 45993
New York, NY
Current

September 30, 2025 - Present

R.J. O'BRIEN SECURITIES, LLC

Office #1: 230 Park Avenue 10th Floor, New York, NY 10169
BD
CRD#: 143624
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/6/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/16/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/31/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/16/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/12/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/26/2024
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/25/2024
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/19/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

RO
R.J. O'BRIEN SECURITIES, LLC
R.J. O'BRIEN SECURITIES, INC. | R.J. O'BRIEN SECURITIES, LLC

CRD#: 143624 / SEC#: , 8-67587

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
222 South Riverside Plaza, Suite 1200, Chicago, IL 60606
Mailing Address
222 South Riverside Plaza Suite 1200, Chicago, IL 60606
Phone number
(312) 373-5000
Established
Delaware since 06/28/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JVMC HOLDINGS CORPSHAREHOLDER
CHO, DAIHEEFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER7424437
GABRIELE, JAMES ANDREWLLC BOARD OF MANAGERS2694460
SZEKELY, GIGICHIEF COMPLIANCE OFFICER2530826

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.J. O'BRIEN SECURITIES, LLC

CRD#: 143624New York, NY 10169

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