Davis D. Thompson
Professional summary
Davis D. Thompson, who also goes by Davis Dominick Thompson, is a registered financial advisor currently at THOMPSON & THOMPSON INVESTMENT ADVISORS, INC. located in Pasadena, California.
Davis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Davis has worked at 2 firms and has passed the Series 65, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Davis D. Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
THOMPSON & THOMPSON INVESTMENT ADVISORS, INC.
October 2, 1980 - February 26, 1988
THOMPSON EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2020)
Exams
Series 1
Date: 3/10/1980
Registered Representative ExaminationCurrent Firm
THOMPSON & THOMPSON INVESTMENT ADVISORS, INC.
CRD#: 306408 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 22,784,722 |
Red Flags
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