Scott William Shields
Professional Summary
Scott William Shields, who also goes by Scott Shields, is a registered financial advisor currently at MERCURY INVESTMENT SERVICES LLC located in San Francisco, California. Scott is registered as a RR (Registered Representative) and started their career in finance in 2019. Scott has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Shields
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
MERCURY INVESTMENT SERVICES LLC
Contact Information
Main Address
333 Bush Street Suite 1900, San Francisco, CA 94104Mailing Address
548 Market St Pmb 17471, San Francisco, CA 94104-5401Phone Number
(800) 503-3724Established
Delaware since 01/11/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/13/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott William Shields's CRS (Customer Relationship Summary).
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