Scott W. Shields
Professional summary
Scott William Shields, who also goes by Scott Shields, is a registered financial professional currently at MERCURY INVESTMENT SERVICES LLC located in San Francisco, California.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2019. Scott has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott William Shields's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2026 - Present
MERCURY INVESTMENT SERVICES LLC
Office #1: 333 Bush Street Suite 1900, San Francisco, CA 94104August 14, 2023 - July 17, 2025
ROBINHOOD SECURITIES, LLC
February 19, 2021 - July 17, 2025
ROBINHOOD FINANCIAL, LLC
October 11, 2019 - February 22, 2021
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(4/13/2026)
Exams
Series 99TO
Date: 10/28/2024
Operations Professional ExaminationSeries 7TO
Date: 10/11/2019
General Securities Representative ExaminationFINRA
Current Firm
MERCURY INVESTMENT SERVICES LLC
CRD#: 324657 / SEC#: , 8-71052
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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Company Information
MERCURY INVESTMENT SERVICES LLC
CRD#: 324657San Francisco, CA 94104TRUST BUT VERIFY
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