Philip J. Walsh
Professional summary
Philip Joseph Walsh III, who also goes by Philip Joseph Walsh, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2022. Philip has worked at 1 firm and has passed the Series 63, Series 86, Series 87, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Joseph Walsh III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2022 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2022)
Exams
Series 7TO
Date: 2/12/2022
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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