William Scott Tschudy
Professional Summary
William Scott Tschudy, who also goes by William S Tschudy, is a registered financial advisor currently at MMA SECURITIES LLC located in Leawood, Kansas. William is registered as a RR (Registered Representative) and started their career in finance in 2023. William has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William S Tschudy
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
Years of Experience
3 years in the financial services industry
Current & Past Employments
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
Current Firm
COMPASS FINANCIAL PARTNERS | PRECEPT ADVISORY GROUP LLC | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
Contact Information
Main Address
1166 Avenue Of The Americas, New York, NY 10036Mailing Address
1166 Avenue Of The Americas, New York, NY 10036Phone Number
(917) 625-4069Established
New Jersey since 02/03/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
211SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
3Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
Primary Firm SEC Registration
COMPASS FINANCIAL PARTNERS | PRECEPT ADVISORY GROUP LLC | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
State Registrations and Notice Filings
(6/29/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2023About the Series 6TO examSRO Registrations
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
CRS (Client Relationship Summary) - BD
Click below to view William Scott Tschudy's CRS (Customer Relationship Summary).
Similar Advisors
CHARLES SCHWAB & CO., INC.
FBL MARKETING SERVICES, LLC
PRIMERICA BROKERAGE SERVICES, INC.
COMERICA SECURITIES
