David R. Petersen

FSA WEALTH PARTNERS

ROCKVILLE, MD 20850

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CRD#: 716333

Professional summary

David Ronald Petersen, CFP® is a registered financial advisor currently at FSA WEALTH PARTNERS located in Rockville, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. David has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.

Question & Answer

What are your service offerings?

Estate Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ronald Petersen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1983

Experience

Current

May 26, 1988 - Present

FSA WEALTH PARTNERS

Office #1: One Church Street Suite 901, Rockville, MD 20850

RIA

CRD#: 104513

ROCKVILLE, MD

Past

July 3, 1985 - July 22, 1989

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

March 3, 1981 - July 9, 1985

FSC SECURITIES CORPORATION

CRD#: 7461

Past

September 29, 1980 - March 27, 1981

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSA WEALTH PARTNERS

FINANCIAL SERVICES ADVISORY | FSA WEALTH PARTNERS, INC. | FSA WEALTH PARTNERS | FSA | FINANCIAL SERVICES ADVISORY INC

CRD#: 104513 / SEC#: 801-18801

RIA

Registered Investment Advisory firm - (4/21/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/25/1990)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/19/1980

Registered Representative Examination

Current Firm

FSA WEALTH PARTNERS

FINANCIAL SERVICES ADVISORY | FSA WEALTH PARTNERS, INC. | FSA WEALTH PARTNERS | FSA | FINANCIAL SERVICES ADVISORY INC

CRD#: 104513 / SEC#: 801-18801

RIA

Registered Investment Advisory firm - (4/21/1983 Approved)

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Contact information

Main Address

One Church Street Suite 901, Rockville, MD 20850

Mailing Address

Phone number

(301) 949-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FSA DISCLOSURE BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts	1,964
AUM (Assets Under Management)	$ 770,176,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David R. Petersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ronald Petersen's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

INDEPENDENT FINANCIAL PLANNERS CORPORATION

Primary Firm SEC Registration

FSA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1991

Series 63

Date: 10/27/1980

Series 7

Date: 5/21/1983

Series 1

Date: 9/19/1980

Current Firm

FSA WEALTH PARTNERS

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FSA WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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