Henry N. Ellis

MARIDEA WEALTH MANAGEMENT

BROOKLYN, NY 11249

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CRD#: 7161860

Professional summary

Henry Newbold Ellis is a registered financial advisor currently at MARIDEA WEALTH MANAGEMENT located in Brooklyn, New York.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Henry has worked at 4 firms and has passed the Series 66, SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Maridea Insurance Company, LLC; Not investment-related; Same address; Licensed Insurance Agent; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Henry Ellis-Digital Marketing Consultant; Jersey City, NJ 07307; Digital Marketing; Not investment related; Independent Consultant; Consult sales professionals in non-financial industries on how to implement ai-enabled digital marketing; Less than 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Newbold Ellis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2025 - Present

MARIDEA WEALTH MANAGEMENT

Office #1: 25 Kent Avenue Suite 401, Brooklyn, NY 11249

RIA

CRD#: 325523

BROOKLYN, NY

Past

September 15, 2022 - February 17, 2025

ONEDIGITAL

RIA

CRD#: 106766

Princeton, NJ

Past

March 5, 2020 - December 31, 2023

KB FINANCIAL PARTNERS, LLC

RIA

CRD#: 119166

PRINCETON, NJ

Past

August 19, 2019 - February 7, 2025

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/20/2025)

IAR

New York
(2/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/19/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 8/12/2019

General Securities Representative Examination

Current Firm

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

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Contact information

Main Address

25 Kent Avenue Suite 401, Brooklyn, NY 11249

Mailing Address

Phone number

(347) 289-5227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	2,509
AUM (Assets Under Management)	$ 469,226,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry N. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Newbold Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARIDEA WEALTH MANAGEMENT

ONEDIGITAL

KB FINANCIAL PARTNERS, LLC

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

MARIDEA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2019

SIE

Date: 8/19/2019

Series 7TO

Date: 8/12/2019

Current Firm

MARIDEA WEALTH MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIDEA WEALTH MANAGEMENT

TRUST BUT VERIFY

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