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HG

Harold Joseph Garrecht

CRD# 716145·Registered 1980 - 2014
Previously Registered: Being a previously registered professional could mean that Harold is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harold Joseph Garrecht, who also goes by Harold Joseph Fritz, Fritz Garrecht, Harold J Garrecht, Fritz Harold, was a registered financial advisor. Harold was a previously registered financial professional and started their career in finance 1980 - 2014. Harold had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harold Joseph Fritz, Fritz Garrecht, Harold J Garrecht, Fritz Harold

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

EAST SHORE PARTNERS, INC.·CRD# 28999
BD
Hauppauge, NY
November 13, 1991 - July 18, 2014
GMST WORLD MARKETS, INC.·CRD# 16190
BD
Lake Mary, FL
January 2, 1990 - October 21, 1991
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
August 25, 1989 - January 10, 1990
ROBYNS CAPITAL CORP.·CRD# 19980
BD
November 21, 1988 - September 1, 1989
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
February 12, 1988 - October 4, 1988
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
November 12, 1985 - January 27, 1988
BRODIS SECURITIES INCORPORATED·CRD# 1135
BD
September 23, 1980 - February 18, 1986

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Current Firm

ES
EAST SHORE PARTNERS, INC.

EAST SHORE PARTNERS, INC.

CRD#: 28999 / SEC#: 8-44039
BD
Terminated by SEC on 08/11/2014

Contact Information

Established

Delaware since 02/08/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GARRECHT, HAROLD JOSEPHDIRECTOR, PRESIDENT, ASST.SECRETARY, GEN.SEC.PRIN.716145
GERDES, ANTON JOSEPH JRCHIEF COMPLIANCE OFFICER, DIRECTOR,EXEC.VICE PRESIDENT,SECRETARY,GEN.SEC.PRIN.1010083
RAO, ANTHONY MICHAELVICE PRESIDENT3266870
ABBRUZZESE, EMILY COPELANDFINOP4606343

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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