William H. Stanert

MOONDANCE INVESTMENT ADVISORS

New Hope, PA 18938

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CRD#: 716136

Professional summary

William Howard Stanert JR, CFP® is a registered financial advisor currently at MOONDANCE INVESTMENT ADVISORS, LLC located in New Hope, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in New Hope, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. William has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Insurance Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MOONDANCE INVESTMENT ADVISORS LLC. Investment Related. Located at -247 N. MAIN ST. NEW HOPE, PA 18938. Nature - RIA. Position - OWNER/ PORTFOLIO MANAGER. Start - 12/5/12. 160 HRS/MONTH, 160 hours during trading hours. 2) Wentworth Financial Partners LLC. Investment Related. Located at 80 State Street, Albany, NY 12207. Nature - Insurance. Position - Life Insurance Agent. Start - 10/2021. 1 hour per month during trading hours. Duties - Sales of Fixed/Traditional Insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Stanert JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

December 5, 2012 - Present

MOONDANCE INVESTMENT ADVISORS, LLC

Office #1: 247 N. Main Street, New Hope, PA 18938Office #2: 1738 Bridgetown Pike, Lower Southampton, PA 19053

RIA

CRD#: 166171

New Hope, PA

Current

March 22, 2013 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 247 N. Main St., New Hope, PA 18938

CRD#: 35747

New Hope, PA

Past

August 29, 2012 - December 13, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEWTOWN, PA

Past

October 15, 2010 - December 13, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEWTOWN, PA

Past

June 1, 2009 - October 29, 2010

MORGAN STANLEY

RIA

CRD#: 149777

DOYLESTOWN, PA

Past

June 1, 2009 - October 29, 2010

MORGAN STANLEY

CRD#: 149777

DOYLESTOWN, PA

Past

April 18, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DOYLESTOWN, PA

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DOYLESTOWN, PA

Past

July 16, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 13, 1992 - July 27, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 12, 1991 - March 5, 1992

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 2, 1986 - July 24, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 23, 1984 - October 31, 1984

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

April 25, 1983 - May 26, 1984

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

January 19, 1982 - May 3, 1983

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

September 25, 1980 - February 13, 1982

E. W. SMITH CO.

CRD#: 3431

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(3/22/2013)

IAR

Pennsylvania
(12/5/2012)

Pennsylvania
(3/22/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/30/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/21/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

MOONDANCE INVESTMENT ADVISORS, LLC

KODI ENTERPRISES, LLC | MOONDANCE INVESTMENT ADVISORS, LLC | MOON DANCE INVESTMENT ADVISORS | MOON DANCE

CRD#: 166171 / SEC#: 801-77375

RIA

Registered Investment Advisory firm - (6/6/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/29/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

247 N. Main Street, New Hope, PA 18938

Mailing Address

Phone number

(215) 862-2282

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 32,246,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

William H. Stanert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Stanert JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

CITIGROUP GLOBAL MARKETS INC.

E. W. SMITH CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2007

Series 63

Date: 10/20/1980

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1980

Series 10

Date: 10/30/2001

Series 9

Date: 8/21/2001

FINRA

Current Firm

MOONDANCE INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOONDANCE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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