Jeffrey M. Berman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey M Berman was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2019. Jeffrey had worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2022 - December 31, 2024
GREAT POINT CAPITAL LLC
August 27, 2019 - March 31, 2020
NEXTREND SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 22TO
Date: 8/27/2019
Direct Participation Programs Representative ExaminationCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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