Bruce E. Rosenheimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Elmo Rosenheimer was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1980. Bruce had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2021 - December 18, 2024
FORTRESS PARTNERS CAPITAL MANAGEMENT, LTD.
October 20, 2017 - May 13, 2019
J.P. MORGAN SECURITIES LLC
October 20, 2017 - May 13, 2019
J.P. MORGAN SECURITIES LLC
November 13, 2013 - August 11, 2017
ROBERT W. BAIRD & CO. INCORPORATED
November 13, 2013 - August 11, 2017
ROBERT W. BAIRD & CO. INCORPORATED
December 4, 1997 - November 14, 2013
CITIGROUP GLOBAL MARKETS INC.
November 28, 1997 - November 14, 2013
CITIGROUP GLOBAL MARKETS INC.
June 4, 1992 - September 1, 1998
SALOMON BROTHERS INC.
March 27, 1992 - June 13, 1992
HEARTLAND ADVISORS, INC.
September 4, 1990 - July 15, 1991
WELLS FARGO CLEARING SERVICES, LLC
May 16, 1988 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
July 28, 1986 - May 13, 1988
ROBERT W. BAIRD & CO. INCORPORATED
September 25, 1980 - January 28, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FORTRESS PARTNERS CAPITAL MANAGEMENT, LTD.
CRD#: 121859 / SEC#: 801-62241
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 2,829,196 |
Red Flags
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