MZ
Mohammad Zunair
LADENBURG THALMANN & CO.
New York, NY 10019
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CRD#: 7158611
MZ
Professional summary
Mohammad Zunair is a registered financial professional currently at LADENBURG THALMANN & CO. INC. located in New York, New York.
Mohammad is registered as a RR (Registered Representative) and started their career in finance in 2021. Mohammad has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Monaza Inc Non Investment Related 2630 Ocean Ave Apt B6 Brooklyn NY 11229 Opened for Tax purposes Title: President Start: 05/2019 1 hour a month Zero hours during securities trading
CRS (Client Relationship Summary) - BD
Click below to view Mohammad Zunair's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2025 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 640 5th Avenue 4th Floor, New York, NY 10019BD
CRD#: 505
New York, NY
Past
March 7, 2024 - May 8, 2025
JETT CAPITAL ADVISORS, LLC
BD
CRD#: 169127
NEW YORK, NY
Past
September 12, 2023 - February 12, 2024
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
NEW YORK, NY
Past
May 12, 2022 - August 8, 2023
THINKEQUITY LLC
BD
CRD#: 20996
NEW YORK, NY
Past
April 18, 2022 - May 9, 2022
REID & RUDIGER LLC
BD
CRD#: 47263
NEW YORK, NY
Past
November 9, 2021 - April 19, 2022
AEGIS CAPITAL CORP.
RIA
CRD#: 15007
NEW YORK, NY
Past
February 4, 2021 - April 19, 2022
AEGIS CAPITAL CORP.
BD
CRD#: 15007
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/29/2025)
RR
Colorado(5/29/2025)
RR
Connecticut(5/29/2025)
RR
District of Columbia(5/29/2025)
RR
Florida(5/29/2025)
RR
Illinois(5/29/2025)
RR
Massachusetts(5/29/2025)
RR
New Hampshire(5/29/2025)
RR
New Jersey(5/29/2025)
RR
New York(5/29/2025)
RR
North Carolina(5/29/2025)
RR
Pennsylvania(5/29/2025)
RR
Tennessee(5/29/2025)
RR
Texas(5/29/2025)
RR
Washington(5/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LADENBURG THALMANN & CO. INC.
LADENBURG THALMANN & CO. INC. | LADENBURG, THALMANN & CO., INC.
CRD#: 505 / SEC#: , 8-17230
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
640 5th Avenue 4th Floor, New York, NY 10019
Mailing Address
640 5th Avenue 4th Floor, New York, NY 10019
Phone number
(212) 409-2000
Established
Delaware since 12/03/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | |
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
